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David Stock
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#	Item
251	Agenda Annual Meeting May 6, [removed]Call to Order: David A. Darlington, Chairman Add to Reading List Source URL: www.ritba.org Language: English - Date: 2014-06-26 10:09:05 Aetna Companies listed on the New York Stock Exchange
252	The Chicago Stock Exchange David A. Herron Chief Executive Officer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 16:38:36 Financial system Stock market Chicago Stock Exchange U.S. Securities and Exchange Commission Open outcry Broker-dealer Securities Exchange Act Net capital rule Financial economics Financial markets Investment
253	OUTLINE OF INTENDED TESTIMONY David A. Herron Chief Executive Officer, Chicago Stock Exchange The Chicago Stock Exchange welcomes the Commission’s willingness to consider possible changes to the current state of the na Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 14:25:24 Economics Chicago Stock Exchange Regulation NMS Market Order Short Dark liquidity Securities Exchange Act Financial markets Financial economics Investment
254	Opening Statement by David Colker CEO and President of The National Stock Exchange Before the Securities and Exchange Commission On Proposed Regulation NMS April 21, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:27:42 Stock market Finance Regulation NMS United States Securities and Exchange Commission Market data National market system plan NASDAQ Short U.S. Securities and Exchange Commission Financial markets Financial economics Investment
255	The Chicago Stock Exchange David A. Herron Chief Execut~veOfficer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-25 15:20:41 Financial economics Investment Economy of New York City Financial markets Chicago Stock Exchange NASDAQ Regulation NMS Securities and Exchange Commission Market maker Self-regulatory organizations Economy of the United States Stock market
256	Outlook The Murphy Wealth Management Group David P. Murphy Add to Reading List Source URL: americanpetproducts.org Language: English - Date: 2013-07-30 13:01:35 Stock market crashes Inflation Tax evasion UBS Late-2000s financial crisis Monetary policy Quantitative easing Bond market Economics Macroeconomics Economic history
257	Testimony of David Debold, on behalf of the Practitioners Advisory Group, before the U.S. Sentencing Commission (March 14, 2012) Add to Reading List Source URL: www.ussc.gov Language: English - Date: 2014-01-08 18:21:30 Crime Insider trading Stock market Rita v. United States Securities fraud Mortgage fraud United States Sentencing Commission Attempt Fraud Criminal law Law Corruption
258	Microsoft Word - David Wright.doc Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2008-09-01 06:56:47 Financial regulation European Union Markets in Financial Instruments Directive Financial system Stock broker Financial risk Financial economics Financial services Finance
259	SEC Complaint: Brett A. Cohen and David V. Myers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-08 18:03:16 Economics Investment Microarrays Sequenom Corruption Insider trading SEC Rule 10b-5 Securities Exchange Act Stock trader Stock market United States securities law Financial economics
260	SEC Complaint: Recycle Tech, Ronny Halperin, Ryan Gonzalez, OTC Solutions LLC, Anthony Thompson, Pudong LLC, David Rees, and Jay Fung Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-02 13:25:38 Financial economics 73rd United States Congress United States Securities and Exchange Commission Investment Finance Securities regulation in the United States Securities Act SEC Rule 10b-5 Securities Exchange Act United States securities law Stock market Law

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